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Did
you lose money due to stockbroker misconduct or market risks
you knowingly accepted? |
10
Waterside Drive
Suite 303
Farmington, CT 06032 (860)
677-4334
FAX (860) 677-1147
Glade
Road Center
2255 Glades Road
Suite 324A
BOCA RATON, FL 33431
1 (800) 637-3243 |
We
can help you find the answers because we focus on helping
clients recover lost money due to stockbroker problems or
brokerage firm misconduct.
Common
Stockbroker Problems:
- Sub-Prime Losses
- Unregistered Securities,
"Selling Away"
- Misrepresentation
-
Unauthorized transactions
-
Churning
-
Failure to follow client instructions
-
Unsuitable or poor recommendations
- Problems
with redemptions
- Fraud
- Price
manipulation
- Auction Rate Securities (ARS)
- IRA and Variable Annuities
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- Collateralized Debt Obligations (CDO)
- Problems
with account liquidation
-
Taking advantage of Foreigners
- Unsuitable
transactions and
unsuitable recommendations
- Unauthorized
trades
- Inability
to liquidate investments
- High
pressure sales tactics
- Breach
of Fiduciary Duty
- Limited Partnerships
- "Ponzi" Schemes
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If you have experienced any of these
problems with your financial advisor, call today for a
FREE consulation. |
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This
site covers the following topics: duties of stockbrokers, Stockbroker
problems, Howard Rosenfield, Misrepresentation, Fraud, Churning and excessive
trading, Failure to follow client iinstructions, Unsuitable recommendations,
abuse of foreign investors, Unauthorized activity, Employee stock options,
Over-concentration, failure to liquidate, High pressure sales tactics,
Price manipulation, Breach of Fiduciary Duty, securities fraud,stockbroker
negligence, mutual fund switching, mismanagement of accounts, investment
fraud |
