| INVESTOR REPRESENTATION
Did
you lose money due to stockbroker misconduct or market risks
you knowingly accepted?
We
can help you find the answers because we focus on helping
clients recover lost money due to stockbroker problems or
brokerage firm misconduct. Common
Stockbroker Problems:
- Sub-Prime Losses
- Unregistered Securities,
"Selling Away"
- Misrepresentation
- Unauthorized transactions
- Churning
- Failure to follow client instructions
- Unsuitable or poor recommendations
- Problems
with redemptions
- Fraud
- Price
manipulation
- Auction Rate Securities (ARS)
- IRA and Variable Annuities
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- Collateralized Debt Obligations (CDO)
- Problems
with account liquidation
- Taking advantage of Foreigners
- Unsuitable
transactions and
unsuitable recommendations
- Unauthorized
trades
- Inability
to liquidate investments
- High
pressure sales tactics
- Breach
of Fiduciary Duty
- Limited Partnerships
- "Ponzi" Schemes
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If you have experienced any of these problems with your financial advisor, call today for a FREE consultation. |
Articles by Howard Rosenfield |
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