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Howard
M. Rosenfield
Attorney at Law |
| Howard
M. Rosenfield, an attorney in Farmington,
Connecticut, and in Boca Raton, Florida, helps investors
throughout the United States who have suffered losses
due to broker misconduct in arbitration and mediation
proceedings in state and federal courts and in arbitration
and mediation proceedings before the National Association
of Securities Dealers (NASD), the American Arbitration
Association (AAA) and the New York Stock Exchange
(NYSE). |
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He
emphasizes that broker misconduct may include the
recommendation of investments that were unsuitable
in light of an investor’s background, experience,
knowledge or financial needs. Every customer has the
right to demand mediation or arbitration of any dispute
with his or her broker or brokerage firm. Because
arbitration is prompt and less costly than going to
court, Attorney Rosenfield resolves investment disputes
through the mediation and arbitration facilities of
the NYSE, the NASD and the AAA. |
“Our
mission,” he says, “is to assist investors in the recovery
of assets lost through broker or brokerage firm misconduct.
The goal is to make the client whole through mediation
or arbitration.”
Holding
a bachelor’s degree from The Evergreen State College,
Attorney Rosenfield offers experience, skill and know-how
to achieve restitution for defrauded investors. He achieved
the designation of Juris Doctor (J.D.) from the California
Western School of Law and is involved with several professional
organizations including the Public Investors Arbitration
Bar Association (PIABA), Connecticut Trial Lawyers Association,
Florida Bar, Connecticut Bar and the American Bar Associations.
Sharing his expertise, Attorney Rosenfield has participated
in seminars on the Limited Partnership Expedited Arbitration
procedures, he writes a monthly editorial for Senior Life
magazine and he makes appearances on various radio shows
and on the Financial News Network (now CNBC).
In
the community, Mr. Rosenfield is active in his local synagogue.
He has served on the Advisory Board to the Department
of Mental Retardation. In his leisure time, he enjoys
skiing, softball, and Nikken Health & Wellness. Howard
and his wife, Judy, reside in Farmington, Connecticut,
and they have two children, Joseph and Jessica.
Contact Howard M. Rosenfield
for a confidential conference or appointment.
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This
site covers the following topics: duties of stockbrokers, Stockbroker
problems, Howard Rosenfield, Misrepresentation, Fraud, Churning and excessive
trading, Failure to follow client iinstructions, Unsuitable recommendations,
abuse of foreign investors, Unauthorized activity, Employee stock options,
Over-concentration, failure to liquidate, High pressure sales tactics,
Price manipulation, Breach of Fiduciary Duty, securities fraud,stockbroker
negligence, mutual fund switching, mismanagement of accounts, investment
fraud |
