Stock Broker Problems: Attorney Howard Rosenfield

www.stockbrokerproblems.com

HOWARD M. ROSENFlELD
ATTORNEY AT LAW

Contact Form

First Name*:

Last Name*:

Home Phone*:

Work Phone:

E-Mail:

State:

Background of the Dispute:

List types of Securities that Caused your Loss:

	Stocks		Commodities
	Mutual Funds		Bonds
	Options		Other
	Limited Partnerships

Why do you feel you have a claim against your broker?:

Describe communications or other material the Brokerage firm sent you regarding the investments or losses.:

Or contact us at one of our 2 locations. Both are featured to the left.

10 Waterside Drive
Suite 303
Farmington, CT 06032

(860) 677-4334
FAX (860) 677-1147

Glade Road Center
2255 Glades Road
Suite 324A
BOCA RATON, FL 33431

1 (800) 637-3243

04/03	Mutual Fund Investors Watch Your Breakpoint!
02/03	Give me a Breakpoint
01/03	The Public Gets It, When Will Wall Street?

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This site covers the following topics: duties of stockbrokers, Stockbroker problems, Howard Rosenfield, Misrepresentation, Fraud, Churning and excessive trading, Failure to follow client iinstructions, Unsuitable recommendations, abuse of foreign investors, Unauthorized activity, Employee stock options, Over-concentration, failure to liquidate, High pressure sales tactics, Price manipulation, Breach of Fiduciary Duty, securities fraud,stockbroker negligence, mutual fund switching, mismanagement of accounts, investment fraud