Investment Fraud

Investment fraud is defined as any scheme relating to investments that affect a person or company. Investment fraud includes: - illegal insider trading
- fraudulent manipulation of the Stock Market
- prime bank investment schemes

"insider trading" can include legal or illegal trades. Insider trading is legal when corporate insiders officers, directors, and key employees buy and sell shares of their company.

Use these links to learn more about investor fraud and misrepresentation.

Investment Fraud	Official FTC page on Investment Fraud
SEC	Investor Alerts from the SEC
FCIC	Federal Citizens Information Center for current frauds and scams
FTC	Federal Trade Commissions Consumer Protection
FINRA	FINRA claims it has helped bring integrity to the markets - and confidence to investors - for more than 60 years.
	Prohibited Conduct Info: You should be aware that certain types of conduct in the securities industry are prohibited, including the information on this page.
FINRA Alerts	Knowledge is the best defense against investment fraud. Reading these Alerts will give you the information you need to protect your money and avoid scams and other investing problems.
NYC Attn. General	Office of NYS Attorney General Eliot Spitzer, article on "CONFLICT PROBES RESOLVED AT CITIGROUP AND MORGAN-STANLEY"
Do's & Don'ts	How to Assist Us in Handling Your Claim and DO's and Dont's

Howard Rosenfield is a Connecticut lawyer offering legal representation throughout the United States for those who have seen their investments mishandled.

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Investment Fraud

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