ASSISTING INVESTORS NATIONWIDE FOR OVER 35 YEARS
The Law Office of Howard M. Rosenfield emphasizes that broker or advisor misconduct may include the recommendation of investments that were unsuitable in light of an investor’s background, experience, knowledge or financial needs.
Every customer has the right to demand voluntary mediation or mandatory arbitration of any dispute with his or her broker/advisor or brokerage firm. The Law Office of Howard M. Rosenfield generally resolves investment disputes through the mediation and arbitration facilities of FINRA because arbitration is prompt and much less costly for our clients than going to court.
Get in touch…
If you believe that your broker was making unnecessary, risky trades, or otherwise mismanaging your money, it’s time to contact us. We offer free consultations and claim evaluations to help you determine the best investment recovery options in light of your goals and your budget.
We know that finding the right attorney to represent you is a choice not to be taken lightly. We have the expertise required to help you recover your losses - but don’t take our word for it, check out some of our case results and client testimonials.
Howard M. Rosenfield
Attorney Rosenfield offers experience, skill and know-how to achieve restitution for defrauded investors throughout the United States and foreign investors in arbitration and mediation proceedings in state and federal courts and in arbitration and mediation proceedings before FINRA (formerly the National Association of Securities Dealers [NASD]), JAMS Endispute and other Alternative Dispute Resolution venues.
Sharing his expertise, Attorney Rosenfield has chaired seminars for the Connecticut bar Association, including recovery for victims of Ponzi Schemes. He has presented seminars for the Center for International Legal Studies in Salzburg, Austria and in South Africa. He has written a monthly editorial for Senior Life magazine and he makes appearances on various radio shows and on the Financial News Network (now CNBC).
In the community, Mr. Rosenfield is active in his local Rotary chapter. He has served on the Advisory Board to the Department of Mental Retardation. In his free time, he enjoys skiing, softball, and tennis. Howard and his wife, Judy, reside in Farmington, Connecticut, and they have four children, Joseph, Jessica, Moriah, and Daniel.
Appearances & Publications
Limited Partnership Expedited Arbitration Procedure, Seminar Chairman
Senior Life Magazine, Editorial Author
CNBC (formerly known as the Financial News Network)
Various Radio & Podcast shows
Activities & Affiliations
• Public Investors Arbitration Bar Association (PIABA)
• Connecticut Trial Lawyers Association
• The Florida Bar Association
• The Connecticut Bar Association
• The American Bar Association
• Connecticut, Florida
CALIFORNIA WESTERN SCHOOL OF LAW
Juris Doctor, 1979
THE EVERGREEN STATE COLLEGE