Failure to Execute

Your Broker is Liable for a Failure to Execute

Brokers have a duty to properly and promptly execute customer orders. Failure to execute trades, also known as a failure to follow instructions, occurs when a broker does not execute a trade ordered by a client. Other cases include the failure of the broker to obtain the best possible price during an authorized trade, make the trade in a timely manner, or carry out a pre-specified action at the price the client believes it will be. If a client directs his or her broker or advisor to sell or buy a given security and it is not done, or not done in a timely manner, the broker will be found in violation of his or her duties to the client.

To help us evaluate your chances for a successful recovery for a “Failure to Execute” claim we offer a free and confidential claim evaluation.

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Howard Rosenfield is truly a life saver. After months of working with my financial advisor, I found out he was making risky investments without my knowledge. When I discovered how much money I lost, I thought there was nothing I could do. Howard explained all the difficult terms and what exactly my financial advisor did wrong. If it wasn't for Howard, I would never have recovered my losses and would be under extreme financial distress to this day. J.

Howard’s experience and advice throughout this ordeal was invaluable and reassuring. The law in general is complicated, difficult to understand and very personal. Financial misappropriation is even more personal but Howard’s years of experience and calm demeanor helped keep me calm, focused and moving forward. For anyone in need of a knowledgeable and experienced Investment Recovery Attorney I strongly recommend Howard. Laura

I was filled with anxiety and stress when I selected Attorney Howard Rosenfield to represent me. Instantaneously, I felt comfortable and at ease. Attorney Rosenfield listens attentively to the facts and asks questions and competently reiterates and verifies the accuracy and completeness of my statements. Perseverance, trustworthy and superb legal and communication skills mark Attorney Rosenfield to be one of the best in his field of law. Helen

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