Massachusetts Investment Recovery

The Law Offices of Howard M. Rosenfield securities attorneys often represent investors from Massachusetts directly through Arbitration and Mediation through the FINRA Dispute Resolution. Most investment fraud complaints do not go to Court, but are instead heard by a panel of FINRA arbitrators.

Attorney Howard Rosenfield has extensive experience arguing, and winning customer claims complaints before panels of FINRA Arbitrators. Attorney Howard Rosenfield has also been an NASD and FINRA Arbitrator for over 25 years.

The Commonwealth of Massachusetts has enacted securities laws and regulations to protect Massachusetts investors . Most notable is the Mass. Gen. Laws ch 110A, the Massachusetts Securities Act [MUSA]. . Rregulations enacted by the Massachusetts Securities Division, including the Massachusetts Uniform Securities Act , along with other state and federal securities laws, and FINRA rules and regulations, provide Massachusetts investors the chance to recover their portfolios and investments lost through investment advisor, brokerage firm, and/or stockbroker misconduct.

The Massachusetts Securities Division does not represent individual investors victimized by securities fraud; generally, only a private investment/securities attorney will pursue a recovery action on behalf of an individual investor. Even though the Department oversees and regulates licensing all of the stockbrokers and financial advisors in the state to ensure compliance with securitieslaws, the Department does not generally have the power to mandate the return of lost investment funds to victims of securities fraud – only a court with jurisdiction over a claim or a FINRA Arbitration panel may have that authority. Due to the complicated nature of such claims, and nuances involved, it is vital to have an experienced and skilled FINRA Arbitration attorney on your side to fight for the recovery of your individual and retirement funds.

Massachusetts has had quite a number of scandals, including bogus investment schemes, often sold to senior citizens, affinity fraud scandals, Non-Traded REIT sanctions imposed on a number of brokerage firms such as LPL Financial, and unregistered investment sales.

Simply put, we get results. Of course, we cannot make any guarantees, but our securities attorneys have experience recovering millions on behalf of defrauded investors in the Commonwealth of Massachusetts.

We believe in helping you recover, that is why wefavor user friendly fees; we generally do not charge by the hour, but we structure our fees so that the major portion of our compensation is dependent on your recovery of your jnvestment losses. In other words, the Law Offices of Howard M. Rosenfield operate primarily on a contingency basis, which means we only take the major portion of the attorney fee if our clients recover lost funds. We offer free telephone consultations and claim evaluations for Massachusetts investors and across the nation.

If you or anyone you know has suspicions regarding a stockbroker or investment adviser in Massachusetts, call our office for a free consultation and claim evaluation. There may be time limits on your claim to seek recovery, so don’’t wait, and get in touch with one of our securities attorneys to find out if you have a viable claim!

The Law Offices of Howard M. Rosenfield have worked with many investors all over Massachusetts, including the following cities and towns: Acton, Agawam, Amherst, Arlington, Attleboro, Barnstable, Braintree, Cambridge, Chelsea, Chicopee, Easton, Framingham, Gloucester, Haverhill, Holyoke, Lawrence, Lexington, Lowell, Natick, New Bedford, Newton, Peabody, Plymouth, Pittsfield, Shrewsbury, Springfield, Waltham, Westfield, Worcester, and more.